Adding, Editing, and Deleting Third-Party Automation Rules

You can create and configure rules to automatically launch assessments and send emails based on specified conditions. You can also organize your automation rules into groups to improve visibility and streamline module navigation.

To add an automation rule group

  1. On the Third-Party Due Diligence menu, select Setup > Automation Rules.
    The Automation Rules screen appears.
  2. Click the Add Rule Group button.


    The Add Rule Group modal appears.
  3. Enter a name for your group.
  4. Select the organization that will be responsible for the group.
    Note:

    Enable the Run Rule Group for Current Organization Only setting if you would like this rule group to execute only on records managed by this organization.

  5. Click the Add button.

To delete an automation rule group

Note:

If you delete an automation rule group, any rules assigned to that group will also be deleted.

  1. Go to the Automation Rules screen.
  2. Hover over the row of the group you want to delete until the Context Menu icon appears.
  3. Click the Context Menu icon.
  4. On the Context menu, select Delete. A confirmation modal appears.
  5. Click the Confirm button.

To add an automation rule

  1. Go to the Automation Rules screen.
  2. Click the name of the group in which you want to create a rule. This screen also appears once you add a new automation group.
  3. Click the Add Rule button.


    The Select Rule Type modal appears.
  4. Select the type of rule you want to create.
  5. Click the Continue button.
    The Automation Rule Configurations screen appears.
  6. Enter a rule name.
  7. Complete the remaining fields.
    For more information, see Rule Configuration References.
  8. Click the Save button.

Rule Configuration References

Conditions

The conditions of a rule determine whether or not the action for the rule will be triggered. If you use more than one condition block, you can select if any or all of the conditions must be met.



Field
Description
Any/All

Select Any if any of the conditions can be met for the automation rule to occur, or select All if all conditions must be met for the automation rule to occur.

Trigger

Select an option for the type of data that is used to define the condition

Attribute

Select the attribute that will be used to define the condition.

Operator

Select the measurement that will be used to determine if the condition is met.

Value

Select the criteria that must be met in order for the condition to be triggered.

Actions

The actions are what happens when the conditions are met. The actions that can be selected are based on the rule type.

Send Assessment



Note:

When Copy Previous Assessment is off, the automation rule will send an assessment to all of the inventory records that satisfy the Condition as well as records that do not have the selected template in the Condition completed.

If the selected assessment has previously been sent to the vendor and is Not Started or In Progress, then the automation rule will not execute.

Field
Description
Action

Select the action that will perform when the condition is triggered.

Note:

A new assessment will not launch once conditions are met if there is an existing assessment template in the open, in progress, or under review stage.

Copy Previous Assessment

Enable this setting to copy the previous assessment.

Copy Latest Assessment's Responses

Select this check box to copy the responses from the most recent assessment.

Copy Latest Assessment's Comments

Select this check box to copy the comments from the most recent assessment.

Copy Latest Assessment's Attachments

Select this check box to copy the attachments from the most recent assessment.

Copy Latest Assessment's Notes

Select this check box to copy the notes from the most recent assessment.

Link Risks from Original Assessment

Select this box to link risks created based on the template rules of the first assessment to risks created based on the template rules the newly created assessment on submission.

Use Latest Template Version

Select this check box to automatically use the latest version of the template for the assessment.

Use Latest Inventory Values

Select this check box to automatically populate any attribute questions in the assessment with the current values from the inventory record.

Note:

You cannot select this check box if the Copy Latest Assessment's Responses check box is clear.

Require Confirmation of Changes

Select this check box to require the respondent to review responses that have changed and confirm the changes to the new assessment before submitting.

Send New Blank Assessment if no Assessments Found

Select this check box to send a blank assessment if an assessment has not yet been sent for the inventory record.

Note:

When using the Last Assessment Completion Date - By Template greater than (X) days condition and Send New Blank Assessment if No Assessment Found, the respondent will receive the assessment template defined in the actions section of the rule.

Template Name

Select the template you want the rule to use to launch the assessment.

Deadline

Enter the number of days the respondent has to complete the assessment.

Reminder

Enter the number of days before the deadline which the respondent should be reminded to complete the assessment.

Approver

Select the approver that will be assigned to the launched assessment.

Use Previous Approver(s)

Select this check box to assign the triggered assessment to the same approver as the most recent assessment.

Respondent

Select the user or user type attribute that will be assigned as the respondent for the launched assessment.

Send to Previous Respondent(s)

Select this check box to assign the follow-up assessment to the same respondent(s) as the previous assessment.

Send to:
IT Owner
Control Owner
DPO Contact
Business Process Owner
Primary Vendor Contact

Select this check box to send the triggered assessment to the user listed on the record for these fields. The send to options differ depending on the rule type selected.

Description

Enter a brief description of the assessment that will be sent by the rule.

Comments to Respondent

Enter any comments to be sent to the respondent.

Send Email



Field
Description
Action

Select the action that will perform when the condition is triggered.

Send Past Due Notice

Enable this setting to send a respondent reminder email.

Note:

This field only applies to the Assessment rule type.

Recipient(s)

Select the user, enter the user email, or select the user type attribute of the recipient of the notification email.

Send to:
Primary Vendor Contact
IT Owner
Contrack Owner
Control Owner
DPO Contact
Business Process Owner

Select this check box to send the email to the user listed on the record for these fields. The send to options differ depending on the rule type selected.

Email Template

Select the email template that will be used to notify the selected recipient.

Sent Report



Field
Description
Action

Select the action that will perform when the condition is triggered.

Recipient(s)

Select the user, enter the user email, or select the user type attribute of the recipient of the notification email.

Report Name

Select the report you want the rule to use to launch the report.

To edit an automation rule

  1. Go to the Automation Rules screen.
  2. Click the name of the group in which you want to edit a rule.
    The Rule Group screen appears.
  3. Click the Context Menu icon button of the rule you want to edit.
  4. On the Context menu, select Edit.
  5. Update the fields, as needed.
    For more information, see Rule Configuration References.
  6. Click the Save button.

To delete an automation rule

Note:

Automation rules are not deleted when a user is deleted. If a user is deleted, the rule will be re-assigned to the user's manager or default approver.

  1. Go to the Automation Rules screen.
  2. Click the name of the group in which you want to delete a rule.
    The Rule Group screen appears.
  3. Click the Context Menu icon button of the rule you want to edit.
  4. On the Context menu, select Delete.
    A confirmation dialog appears.
  5. Click the Confirm button.

Automation Rules FAQ

Rule Examples for Custom Date Attributes

Use Case

Rule Operator

Days

Before/After

Send me a notification one month in advance to my date attribute.

Equal to

30 Days

Before

Send me a reminder a week in advance and every day until the date occurs.

Less than or Equal to

7 Days

Before

Send me a notification after a month has passed and each day after.

Greater than or Equal to

30 Days

After

Send me a follow-up notification a week after my date.

Equal to

7 Days

After

Send me a notification after a month in advance and continue sending follow-up notifications for a week.

Less than or Equal to

AND

Greater than or Equal to

30 Days

23 Days

Before

Before